Ethics and governance of trustworthy medical artificial intelligence

Этика и управление доверием к медицинскому искусственному интеллекту
Jie Zhang, Zongming Zhang
2023-01-13

AI ethics governancealgorithmic biasalgorithmic opacitymedical data qualitytrustworthy medical AI
BACKGROUND: The growing application of artificial intelligence (AI) in healthcare has brought technological breakthroughs to traditional diagnosis and treatment, but it is accompanied by many risks and challenges. These adverse effects are also seen as ethical issues and affect trustworthiness in medical AI and need to be managed through identification, prognosis and monitoring. METHODS: We adopted a multidisciplinary approach and summarized five subjects that influence the trustworthiness of medical AI: data quality, algorithmic bias, opacity, safety and security, and responsibility attribution, and discussed these factors from the perspectives of technology, law, and healthcare stakeholders and institutions. The ethical framework of ethical values-ethical principles-ethical norms is used to propose corresponding ethical governance countermeasures for trustworthy medical AI from the ethical, legal, and regulatory aspects. RESULTS: Medical data are primarily unstructured, lacking uniform and standardized annotation, and data quality will directly affect the quality of medical AI algorithm models. Algorithmic bias can affect AI clinical predictions and exacerbate health disparities. The opacity of algorithms affects patients' and doctors' trust in medical AI, and algorithmic errors or security vulnerabilities can pose significant risks and harm to patients. The involvement of medical AI in clinical practices may threaten doctors 'and patients' autonomy and dignity. When accidents occur with medical AI, the responsibility attribution is not clear. All these factors affect people's trust in medical AI. CONCLUSIONS: In order to make medical AI trustworthy, at the ethical level, the ethical value orientation of promoting human health should first and foremost be considered as the top-level design. At the legal level, current medical AI does not have moral status and humans remain the duty bearers. At the regulatory level, strengthening data quality management, improving algorithm transparency and traceability to reduce algorithm bias, and regulating and reviewing the whole process of the AI industry to control risks are proposed. It is also necessary to encourage multiple parties to discuss and assess AI risks and social impacts, and to strengthen international cooperation and communication.
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Algorithmic opacity reduces patient and physician trust, and clinical errors or security vulnerabilities may cause substantial patient harm.
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Medical AI may threaten patient and physician autonomy and dignity, while unclear responsibility attribution complicates accountability for accidents.
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The paper identifies five major trustworthiness challenges in medical AI: data quality, algorithmic bias, opacity, safety and security, and responsibility attribution.
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Trustworthy medical AI requires human-health-centered ethical values, human duty bearers under current law, and stronger data-quality management and regulatory oversight.
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Unstructured medical data and inconsistent annotation directly undermine the quality of medical AI models, while algorithmic bias can worsen health disparities.

Medical artificial intelligence systems used in healthcare

ethical risks, governance requirements, and trustworthiness determinants, including data quality, algorithmic bias, opacity, safety and security, and responsibility attribution

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2023-01-13
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Jie Zhang
Zongming Zhang
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