Is Inequality Among Universities Increasing? Gini Coefficients and the Elusive Rise of Elite Universities

Увеличивается ли неравенство среди университетов? Коэффициенты Джини и неуловимый рост элитных университетов
Loet Leydesdorff, Willem Halffman
2010-03-01

Gini coefficientsNew Public Management (NPM)inequality among universitiespublication output (natural and life sciences)university rankings
One of the unintended consequences of the New Public Management (NPM) in universities is often feared to be a division between elite institutions focused on research and large institutions with teaching missions. However, institutional isomorphisms provide counter-incentives. For example, university rankings focus on certain output parameters such as publications, but not on others (e.g., patents). In this study, we apply Gini coefficients to university rankings in order to assess whether universities are becoming more unequal, at the level of both the world and individual nations. Our results do not support the thesis that universities are becoming more unequal. If anything, we predominantly find homogenisation, both at the level of the global comparisons and nationally. In a more restricted dataset (using only publications in the natural and life sciences), we find increasing inequality for those countries, which used NPM during the 1990s, but not during the 2000s. Our findings suggest that increased output steering from the policy side leads to a global conformation to performance standards.
1
A restricted dataset (natural and life sciences publications) shows increasing inequality for countries that adopted NPM in the 1990s, but not in the 2000s.
2
Applying Gini coefficients to university rankings shows no broad increase in inequality among universities globally.
3
Findings imply that increased policy-driven output steering produces global conformity to performance standards.
4
Overall evidence indicates homogenisation of universities rather than divergence into elite and teaching-focused institutions.
5
University rankings' focus on specific outputs (e.g., publications) while excluding others (e.g., patents) creates counter-incentives affecting institutional behavior.

Universities (global and national sets represented in university rankings)

Inequality of universities as measured by Gini coefficients applied to ranking-based output metrics (publication-based outputs overall and in natural and life sciences), including trends of homogenisation or rising inequality over time and across countries

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2010-03-01
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Loet Leydesdorff
Willem Halffman
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