Fratricidal Coercion in Modern War

Братоненавистническое принуждение в современной войне
Yuri Zhukov, Jason Lyall
2023-10-31

Battle of LeningradSoviet Rifle Divisionsbattlefield initiativecasualtiesfratricidal coercion
Armies sometimes use fratricidal coercion --- violence and intimidation against their own soldiers --- to force reluctant soldiers to fight. Though quite common historically, we know little about how it affects battlefield performance. We study fratricidal coercion using a mixed-method strategy, drawing on (1) monthly panel data on Soviet Rifle Divisions in World War II, built from millions of declassified personnel files; (2) paired comparisons of Rifle Divisions at the Battle of Leningrad; and (3) cross-national data on 526 land battles and war outcomes from 75 conflicts (1939--2011) to assess generalizability. We offer three sets of empirical findings. First, coercion keeps some soldiers from fleeing the battlefield, but at the cost of higher casualties and reduced battlefield initiative. Second, wartime and prewar coercion (e.g. mass repression, officer purges) affect soldiers' behavior in similar, mutually reinforcing ways. Third, the resolve-boosting, initiative-dampening effects of fratricidal coercion generalize across belligerents and wars. Fratricidal coercion generates compliance through fear, compelling soldiers with variable levels of resolve to conform to a uniform standard of battlefield behavior. But the net utility of this approach is dubious. On balance, countries employing fratricidal coercion are less likely to win their wars.
1
Fratricidal coercion (violence against one’s own soldiers) reduces battlefield desertion but increases casualties.
2
Fratricidal coercion reduces battlefield initiative among troops despite keeping more soldiers engaged.
3
Overall, countries that employ fratricidal coercion are less likely to win their wars.
4
The resolve-boosting and initiative-dampening effects of fratricidal coercion generalize across different belligerents and wars (1939–2011 dataset).
5
Wartime and prewar coercive practices (e.g., mass repression, officer purges) have similar and mutually reinforcing effects on soldier behavior.

Use of fratricidal coercion (violence and intimidation against one's own soldiers) in modern warfare

Effects of fratricidal coercion on battlefield performance, including soldier compliance, casualty rates, battlefield initiative, and overall war outcomes

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2023-10-31
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Yuri Zhukov
Jason Lyall
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