Semiclassical tunneling for some 1D Schrödinger operators with complex-valued potentials

Полуклассическое туннелирование для некоторых одномерных операторов Шрёдингера с комплекснозначными потенциалами
Martin Averseng, Nicolas Frantz, Frédéric Hérau, Nicolas Raymond
2026-09-03

complex-valued potentialexponentially close eigenvalue pairsnon-selfadjoint Schrödinger operatorsemiclassical tunnelingspectral gap
We consider the non-selfadjoint, semiclassical Schrödinger operator \mathscr{L}(h) := -h^{2}\partial_{x}^{2}+e^{i\alpha}V , where \alpha \in (-\pi,\pi) and V\colon \R\to \R_{+} is even and vanishes at exactly two (symmetric) non-degenerate minima. We establish a semiclassical tunneling result: the spectrum of \mathscr{L}(h) near the origin is given by a sequence of algebraically simple eigenvalues which come in exponentially close pairs (within a \mathscr{O}(e^{-S/h}) distance where S > 0 is explicit), each pair being separated from the others by a distance \mathscr{O}(h) . A one-term estimate of the gap between the two smallest eigenvalues in magnitude is derived; it reveals that, when \alpha \neq 0 , they quickly rotate around each other as h goes to 0 .
1
A one-term asymptotic estimate for the gap between the two eigenvalues smallest in magnitude is derived.
2
A semiclassical tunneling theorem is established for a non-selfadjoint one-dimensional Schrödinger operator with a complex phase multiplying an even double-well potential.
3
Distinct eigenvalue pairs are separated by distances of order O(h), producing a clear two-scale spectral structure.
4
For nonzero phase α, the two smallest eigenvalues rapidly rotate around each other as h tends to zero.
5
Near the origin, the spectrum consists of algebraically simple eigenvalues organized into exponentially close pairs, with pairwise distances of order O(e^{-S/h}) for explicit S>0.

The non-selfadjoint semiclassical 1D Schrödinger operator \mathscr{L}(h)=-h^{2}\partial_{x}^{2}+e^{i\alpha}V with an even real potential having two symmetric non-degenerate minima

Semiclassical tunneling and near-origin spectral structure, including exponentially close eigenvalue pairs, their spectral gaps, and the rotation of the two smallest eigenvalues for \alpha\neq0

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2026-09-03
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Martin Averseng
Nicolas Frantz
Frédéric Hérau
Nicolas Raymond
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