Three frames for innovation policy: R&D, systems of innovation and transformative change

Три подхода к инновационной политике: НИОКР, инновационные системы и трансформационные изменения
Johan Schot, W. Edward Steinmueller
2018-08-31

R&D policyinnovation policynational systems of innovationsustainability transitionstransformative change
Science, technology and innovation (STI) policy is shaped by persistent framings that arise from historical context. Two established frames are identified as co-existing and dominant in contemporary innovation policy discussions. The first frame is identified as beginning with a Post-World War II institutionalisation of government support for science and R&D with the presumption that this would contribute to growth and address market failure in private provision of new knowledge. The second frame emerged in the 1980s globalising world and its emphasis on competitiveness which is shaped by the national systems of innovation for knowledge creation and commercialisation. STI policy focuses on building links, clusters and networks, and on stimulating learning between elements in the systems, and enabling entrepreneurship. A third frame linked to contemporary social and environmental challenges such as the Sustainable Development Goals and calling for transformative change is identified and distinguished from the two earlier frames. Transformation refers to socio-technical system change as conceptualised in the sustainability transitions literature. The nature of this third framing is examined with the aim of identifying its key features and its potential for provoking a re-examination of the earlier two frames. One key feature is its focus on experimentation, and the argument that the Global South does not need to play catch-up to follow the transformation model of the Global North. It is argued that all three frames are relevant for policymaking, but exploring options for transformative innovation policy should be a priority.
1
Innovation policy is shaped by three historical frames: R&D and market-failure correction, systems of innovation and competitiveness, and transformative change addressing social and environmental challenges.
2
The R&D frame centers on government support for science and research to promote economic growth and compensate for inadequate private knowledge provision.
3
The systems-of-innovation frame emphasizes national capabilities, networks, clusters, learning, entrepreneurship, and knowledge commercialization as drivers of competitiveness.
4
The transformative-change frame targets socio-technical system change, particularly in response to challenges such as the Sustainable Development Goals, and emphasizes experimentation.
5
Transformative innovation policy should be prioritized while recognizing that all three frames remain relevant; Global South countries need not replicate the Global North’s transformation pathway.

science, technology and innovation (STI) policy framings

the historical evolution, distinguishing features, coexistence, and policy implications of three frames—R&D, systems of innovation, and transformative change—particularly the role of experimentation in transformative innovation policy

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2018-08-31
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Johan Schot
W. Edward Steinmueller
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