A framework for human evaluation of large language models in healthcare derived from literature review

Система оценки больших языковых моделей в здравоохранении с участием человека, разработанная на основе обзора литературы
Yanshan Wang, Yifan Peng, Sonish Sivarajkumar, Xizhi Wu, Shyam Visweswaran, Giovanni Cacciamani, Piyush Mathur, Sunyang Fu, Thomas Yu Chow Tam, Sumit Kapoor, Alisa V Stolyar, Katelyn Polanska, Karleigh R McCarthy, Hunter Osterhoudt, Cong Sun
2024-09-27

QUEST frameworkhealthcarehuman evaluationlarge language modelsliterature review
With generative artificial intelligence (GenAI), particularly large language models (LLMs), continuing to make inroads in healthcare, assessing LLMs with human evaluations is essential to assuring safety and effectiveness. This study reviews existing literature on human evaluation methodologies for LLMs in healthcare across various medical specialties and addresses factors such as evaluation dimensions, sample types and sizes, selection, and recruitment of evaluators, frameworks and metrics, evaluation process, and statistical analysis type. Our literature review of 142 studies shows gaps in reliability, generalizability, and applicability of current human evaluation practices. To overcome such significant obstacles to healthcare LLM developments and deployments, we propose QUEST, a comprehensive and practical framework for human evaluation of LLMs covering three phases of workflow: Planning, Implementation and Adjudication, and Scoring and Review. QUEST is designed with five proposed evaluation principles: Quality of Information, Understanding and Reasoning, Expression Style and Persona, Safety and Harm, and Trust and Confidence.
1
A literature review of 142 healthcare LLM studies identifies gaps in the reliability, generalizability, and applicability of existing human-evaluation practices.
2
QUEST defines five evaluation principles: Quality of Information, Understanding and Reasoning, Expression Style and Persona, Safety and Harm, and Trust and Confidence.
3
The authors propose QUEST, a comprehensive framework organizing healthcare LLM human evaluation into Planning; Implementation and Adjudication; and Scoring and Review.
4
The review systematically characterizes evaluation dimensions, evaluator sampling and recruitment, frameworks, metrics, procedures, and statistical analyses across medical specialties.

large language models in healthcare

human evaluation methodologies, practices, and principles for assessing the quality, reasoning, communication, safety, and trustworthiness of healthcare LLMs

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2024-09-27
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Authors
Yanshan Wang
Yifan Peng
Sonish Sivarajkumar
Xizhi Wu
Shyam Visweswaran
Giovanni Cacciamani
Piyush Mathur
Sunyang Fu
Thomas Yu Chow Tam
Sumit Kapoor
Alisa V Stolyar
Katelyn Polanska
Karleigh R McCarthy
Hunter Osterhoudt
Cong Sun
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