AI governance: themes, knowledge gaps and future agendas
Управление искусственным интеллектом: темы, пробелы в знаниях и перспективные направления исследований
2023-06-27
SCID: 54.1/kch6x2yb
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AI governanceAI oversightPRISMAcollaborative governancesystematic literature review
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Abstract (AI)
Purpose Following the surge of documents laying out organizations' ethical principles for their use of artificial intelligence (AI), there is a growing demand for translating ethical principles to practice through AI governance (AIG). AIG has emerged as a rapidly growing, yet fragmented, research area. This paper synthesizes the organizational AIG literature by outlining research themes and knowledge gaps as well as putting forward future agendas. Design/methodology/approach The authors undertake a systematic literature review on AIG, addressing the current state of its conceptualization and suggesting future directions for AIG scholarship and practice. The review protocol was developed following recommended guidelines for systematic reviews and the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA). Findings The results of the authors’ review confirmed the assumption that AIG is an emerging research topic with few explicit definitions. Moreover, the authors’ review identified four themes in the AIG literature: technology, stakeholders and context, regulation and processes. The central knowledge gaps revealed were the limited understanding of AIG implementation, lack of attention to the AIG context, uncertain effectiveness of ethical principles and regulation, and insufficient operationalization of AIG processes. To address these gaps, the authors present four future AIG agendas: technical, stakeholder and contextual, regulatory, and process. Going forward, the authors propose focused empirical research on organizational AIG processes, the establishment of an AI oversight unit and collaborative governance as a research approach. Research limitations/implications To address the identified knowledge gaps, the authors present the following working definition of AIG: AI governance is a system of rules, practices and processes employed to ensure an organization's use of AI technologies aligns with its strategies, objectives, and values, complete with legal requirements, ethical principles and the requirements set by stakeholders. Going forward, the authors propose focused empirical research on organizational AIG processes, the establishment of an AI oversight unit and collaborative governance as a research approach. Practical implications For practitioners, the authors highlight training and awareness, stakeholder management and the crucial role of organizational culture, including senior management commitment. Social implications For society, the authors review elucidates the multitude of stakeholders involved in AI governance activities and complexities related to balancing the needs of different stakeholders. Originality/value By delineating the AIG concept and the associated research themes, knowledge gaps and future agendas, the authors review builds a foundation for organizational AIG research, calling for broad contextual investigations and a deep understanding of AIG mechanisms. For practitioners, the authors highlight training and awareness, stakeholder management and the crucial role of organizational culture, including senior management commitment.
Key Findings
1
AI governance is an emerging but fragmented research area with few explicit definitions in the organizational literature.
2
Key knowledge gaps include limited understanding of implementation, insufficient attention to context, uncertain effectiveness of ethical principles and regulation, and weak process operationalization.
3
The authors recommend focused empirical research on organizational AI governance processes, dedicated AI oversight units, and collaborative governance approaches.
4
The paper defines AI governance as rules, practices, and processes ensuring organizational AI use aligns with strategies, objectives, and values.
5
The review proposes four future research agendas: technical; stakeholder and contextual; regulatory; and process-oriented.
6
The systematic review identifies four major AI governance themes: technology; stakeholders and context; regulation; and processes.
Research Object
organizational AI governance (AIG)
Research Subject
research themes, knowledge gaps, implementation, effectiveness, and operationalization of AI governance rules, practices, and processes
Publication Details
Publication Date
2023-06-27
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References available in scid.ai5
The PRISMA 2020 statement: an updated guideline for reporting systematic reviews2021
AI4People—An Ethical Framework for a Good AI Society: Opportunities, Risks, Principles, and Recommendations2018
The Ethics of AI Ethics: An Evaluation of Guidelines2020
From What to How: An Initial Review of Publicly Available AI Ethics Tools, Methods and Research to Translate Principles into Practices2019
Artificial intelligence and effective governance: A review, critique and research agenda2020